UBS Financial Services
47yrs
Top advisor by experience in Portland
28yrs
David Mitchell
Full name on record: David Michael Mitchell
Financial advisor at Raymond James & Associates
David Mitchell is a fiduciary financial advisor in Portland, Maine, with 28 years in the industry. David joined Raymond James & Associates in 2013, after four years at Morgan Stanley and three years at Citigroup Global Markets. Raymond James & Associates offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 398 advisors with offices in Portland, and one of 365 fiduciaries.
At a glance
Experience28 years (since 1998)
How that compares ?Top 20% by experience nationwide
OfficeTwo Portland Square, 7th Floor, Portland, ME 04101
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions
Typical client at the firm ?$788,879
Advisors at the firm5,796
States licensed ?2 states
Services through Raymond James & Associates
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2013 – nowRaymond James & Associates, Inc.Current firm
- 2009 – 2013Morgan StanleyPreviously
- 2005 – 2009Citigroup Global Markets Inc.Previously
Questions to ask David
Tailored to David’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About David
How do I contact David?
Call Raymond James & Associates at (727) 567-1000 and ask for David Mitchell. David works from the Portland, ME office.
How long has David been a financial advisor?
David has been in the industry since 1998, about 28 years. Top 20% by experience nationwide.
What licenses does David hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is David a fiduciary?
David is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is David paid?
Raymond James & Associates reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products. Ask David for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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