Kercheville Advisors
47yrs
Top advisor by experience in San Antonio
28yrs
James Augustine
Full name on record: James Christopher Augustine
Financial advisor at Rockefeller Capital Management
Based in San Antonio, Texas, James Augustine is a fiduciary financial advisor with 28 years of industry experience. James has been with Rockefeller Capital Management since 2021; before that, James spent 17 years at UBS Financial Services and six years at Merrill. Rockefeller Capital Management offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets and flat fees.
One of 1848 advisors with offices in San Antonio, and one of 1668 fiduciaries.
At a glance
Experience28 years (since 1998)
How that compares ?Top 18% by experience in Texas
Office1900 Broadway Street Suite 660, San Antonio, TX 78215
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$1.72 million
Advisors at the firm1,036
States licensed ?1 state
Services through Rockefeller Capital Management
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2021 – nowRockefeller Financial LLCCurrent firm
- 2004 – 2021UBS Financial Services Inc.Previously
- 1998 – 2004MerrillPreviously
Contact James
(212) 549-5100Firm headquarters in New York, NY. Ask for James. 1900 Broadway Street Suite 660San Antonio, TX 78215Office · Get directions
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Questions to ask James
Tailored to James’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About James
How do I contact James?
Call Rockefeller Capital Management at (212) 549-5100 and ask for James Augustine. James works from the San Antonio, TX office.
How long has James been a financial advisor?
James has been in the industry since 1998, about 28 years. Top 18% by experience in Texas.
What licenses does James hold?
Series 66. Tap any license on this page to see what it allows.
Is James a fiduciary?
James is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is James paid?
Rockefeller Capital Management reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask James for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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