J.P. Morgan Securities
47yrs
Top 1% by experience in Miami
18yrs
Simon Thomas is a fiduciary financial advisor in Miami, Florida, with 18 years in the industry. Simon joined UBS Financial Services in 2010, a firm offering financial planning, investment management, and retirement plan consulting. UBS Financial Services reports being paid through a percentage of assets, hourly fees, and flat fees.
One of 3158 advisors with offices in Miami, and one of 3035 fiduciaries.
At a glance
Experience18 years (since 2008)
How that compares ?More experience than 69% of advisors in Miami
Office100 SE 2nd Street 27th Floor, Miami, FL 33131
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
Typical client at the firm ?$693,691
Advisors at the firm9,367
States licensed ?1 state
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2010 – nowUBS Financial Services Inc.Current firm
Contact Simon
(201) 352-3000Firm headquarters in Weehawken, NJ. Ask for Simon. 100 SE 2nd Street 27th FloorMiami, FL 33131Office · Get directions LinkedIn pageUBS Financial Services
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Questions to ask Simon
Tailored to Simon’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Simon
How do I contact Simon?
Call UBS Financial Services at (201) 352-3000 and ask for Simon Thomas. Simon works from the Miami, FL office.
How long has Simon been a financial advisor?
Simon has been in the industry since 2008, about 18 years. More experience than 69% of advisors in Miami.
What licenses does Simon hold?
Series 66. Tap any license on this page to see what it allows.
Is Simon a fiduciary?
Simon is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Simon paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask Simon for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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