UBS Financial Services
46yrs
Top advisor by experience in Rochester
28yrs
Based in Rochester, New York, Daniel Smith is a financial advisor with 28 years of industry experience. Daniel has been with LPL Financial since 2008. Daniel holds the CFP® designation.
At a glance
Experience28 years (since 1998)
How that compares ?Top 21% by experience nationwide
Office200 Park Point Dr Suite 103, Rochester, NY 14623
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?2 states
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFP®
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- 2008 – nowLPL Financial LLCCurrent firm
Questions to ask Daniel
Tailored to Daniel’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Daniel
How do I contact Daniel?
Call LPL Financial at 704-733-3300 and ask for Daniel Smith. Daniel works from the Rochester, NY office.
How long has Daniel been a financial advisor?
Daniel has been in the industry since 1998, about 28 years. Top 21% by experience nationwide.
What licenses does Daniel hold?
Series 63. Tap any license on this page to see what it allows.
Is Daniel a fiduciary?
Daniel is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is Daniel paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Daniel for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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