Thoroughbred Financial Services
47yrs
Top advisor by experience in Brentwood
28yrs
Dwayne E Vick
Financial advisor at Hornor, Townsend & Kent
At a glance
Experience28 years (since 1999)
How that compares ?Top 21% by experience in Tennessee
Office9020 Overlook Circle Suite 300, Brentwood, TN 37027
How the firm is paid ?Percent of assets, Hourly, Flat fee, Other
States licensed ?2 states
Services through Hornor, Townsend & Kent
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Uniform Combined State Law Examination
Career
- 2019 – nowHornor, Townsend & Kent, LLCCurrent firm
- 2015 – 2019Park Avenue Securities LLCPreviously
Questions to ask Dwayne
Tailored to Dwayne’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Dwayne
How do I contact Dwayne?
Call Hornor, Townsend & Kent at 215-957-7300 and ask for Dwayne E Vick. Dwayne works from the Brentwood, TN office.
How long has Dwayne been a financial advisor?
Dwayne has been in the industry since 1999, about 28 years. Top 21% by experience in Tennessee.
What licenses does Dwayne hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Dwayne a fiduciary?
Dwayne is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Dwayne paid?
Hornor, Townsend & Kent reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, other fees. Ask Dwayne for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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