Principal Securities
46yrs
Top advisor by experience at Principal Securities
27yrs
Based in Westlake, Ohio, David Werner is a fiduciary financial advisor with 27 years of industry experience. David has been with Osaic Wealth since 2025; before that, David spent 18 years at Osaic Fa and four years at UBS Financial Services. Osaic Wealth offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 343 advisors with offices in Westlake, and one of 284 fiduciaries.
At a glance
Experience27 years (since 1999)
How that compares ?Top 20% by experience in Ohio
OfficeWestlake, OH
FirmOsaic Wealth
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$398,336
Advisors at the firm8,052
States licensed ?1 state
Services through Osaic Wealth
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- Jan 2025 – nowOsaic Wealth, Inc.Current firm
- 2006 – 2025Osaic Fa, Inc.Previously
- 2002 – 2006UBS Financial Services Inc.Previously
Contact David
(800) 821-5100Firm headquarters in Scottsdale, AZ. Ask for David. Westlake, OHOffice · Get directionsIs this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask David
Tailored to David’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About David
How do I contact David?
Call Osaic Wealth at (800) 821-5100 and ask for David Werner. David works from the Westlake, OH office.
How long has David been a financial advisor?
David has been in the industry since 1999, about 27 years. Top 20% by experience in Ohio.
What licenses does David hold?
Series 66. Tap any license on this page to see what it allows.
Is David a fiduciary?
David is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is David paid?
Osaic Wealth reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask David for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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