UBS Financial Services
47yrs
Top advisor by experience in Pasadena
27yrs
Denis Brumm is a fiduciary financial advisor in Pasadena, California, with 27 years in the industry. Denis joined Brumm Financial Services in 2018, after nine years at Bridge Advisory and five years at Penniall & Associates. Brumm Financial Services offers selecting outside investment managers and is paid through a percentage of assets.
One of 1156 advisors with offices in Pasadena, and one of 1068 fiduciaries.
At a glance
Experience27 years (since 1999)
How that compares ?Top 23% by experience nationwide
Office257 South Fair Oaks Avenue Suite 204, Pasadena, CA 91105
How the firm is paid ?Percent of assets
States licensed ?1 state
Services through Brumm Financial Services
Choosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2018 – nowBrumm Financial Services, LLCCurrent firm
- 2008 – 2018Bridge Advisory LLCPreviously
- 2003 – 2008Penniall & Associates, Inc.Previously
Contact Denis
(626) 219-7002Brumm Financial Services main office 257 South Fair Oaks Avenue Suite 204Pasadena, CA 91105Office · Get directions
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Questions to ask Denis
Tailored to Denis’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Denis
How do I contact Denis?
Call Brumm Financial Services at (626) 219-7002 and ask for Denis Brumm. Denis works from the Pasadena, CA office.
How long has Denis been a financial advisor?
Denis has been in the industry since 1999, about 27 years. Top 23% by experience nationwide.
What licenses does Denis hold?
Series 66. Tap any license on this page to see what it allows.
Is Denis a fiduciary?
Denis is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Denis paid?
Brumm Financial Services reports being paid by a percentage of the assets they manage. Ask Denis for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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