J.P. Morgan Securities
47yrs
Top 1% by experience in Los Angeles
22yrs
Roger Wacker
Financial advisor at UBS Financial Services
Roger Wacker is a fiduciary financial advisor in Los Angeles, California, with 22 years in the industry. Roger joined UBS Financial Services in 2015, after six years at Credit Suisse Securities (usa). UBS Financial Services offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 3122 advisors with offices in Los Angeles, and one of 2892 fiduciaries.
At a glance
Experience22 years (since 2004)
How that compares ?More experience than 68% of advisors in Los Angeles
Office2000 Avenue Of The Stars 12th Floor South, Los Angeles, CA 90067
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
Typical client at the firm ?$693,691
Advisors at the firm9,367
States licensed ?2 states
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2015 – nowUBS Financial Services Inc.Current firm
- 2010 – 2015Credit Suisse Securities (usa) LLCPreviously
- Apr 2009 – May 2010UBS Financial Services Inc.Previously
Questions to ask Roger
Tailored to Roger’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Roger
How do I contact Roger?
Call UBS Financial Services at (201) 352-3000 and ask for Roger Wacker. Roger works from the Los Angeles, CA office.
How long has Roger been a financial advisor?
Roger has been in the industry since 2004, about 22 years. More experience than 68% of advisors in Los Angeles.
What licenses does Roger hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Roger a fiduciary?
Roger is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Roger paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask Roger for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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