Alan Lax has worked in the financial industry for 26 years and is a fiduciary financial advisor based in Germantown, New York. After four years at Merrill and five years at Gunnallen Financial, Alan joined Ryefield Capital in 2022, a firm offering investment management. The firm is paid through a percentage of assets.
At a glance
Services through Ryefield Capital
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2022 – nowRyefield Capital, LLCCurrent firm
- 2011 – 2015MerrillPreviously
- 2004 – 2009Gunnallen Financial, Inc.Previously
Contact Alan
(516) 375-9211Ryefield Capital main office 6 Norrie CourtGermantown, NY 12526Office · Get directions
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Questions to ask Alan
Tailored to Alan’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
About Alan
How do I contact Alan?
Call Ryefield Capital at (516) 375-9211 and ask for Alan Lax. Alan works from the Germantown, NY office.
How long has Alan been a financial advisor?
Alan has been in the industry since 2000, about 26 years. Top 25% by experience nationwide.
What licenses does Alan hold?
Series 66. Tap any license on this page to see what it allows.
Is Alan a fiduciary?
Alan is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Alan paid?
Ryefield Capital reports being paid by a percentage of the assets they manage. Ask Alan for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.