Supreme Alliance
47yrs
Top advisor by experience in Charlotte
26yrs
John Stanford is a fiduciary financial advisor in Charlotte, North Carolina, with 26 years in the industry. John joined UBS Financial Services in 2014, after six years at Wells Fargo Advisors and two years at Uvest Financial Services Group. UBS Financial Services offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 4491 advisors with offices in Charlotte, and one of 4159 fiduciaries.
At a glance
Experience26 years (since 2000)
How that compares ?Top 18% by experience in Charlotte
Office6100 Fairview Road 9th Floor, Charlotte, NC 28211
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
Typical client at the firm ?$693,691
Advisors at the firm9,367
States licensed ?2 states
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2014 – nowUBS Financial Services Inc.Current firm
- 2008 – 2014Wells Fargo Clearing Services, LLCPreviously
- May 2006 – Apr 2008Uvest Financial Services Group, Inc.Previously
- Sep 2005 – May 2006J. W. Cole Advisors, Inc.Previously
- 2000 – 2004A. G. Edwards & Sons, Inc.Previously
Contact John
(201) 352-3000Firm headquarters in Weehawken, NJ. Ask for John. 6100 Fairview Road 9th FloorCharlotte, NC 28211Office · Get directions LinkedIn pageUBS Financial Services
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Questions to ask John
Tailored to John’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About John
How do I contact John?
Call UBS Financial Services at (201) 352-3000 and ask for John Stanford. John works from the Charlotte, NC office.
How long has John been a financial advisor?
John has been in the industry since 2000, about 26 years. Top 18% by experience in Charlotte.
What licenses does John hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is John a fiduciary?
John is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is John paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask John for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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