LPL Financial
45yrs
Top advisor by experience in Wichita Falls
25yrs
William E Warnock
Financial advisor at Cetera Investment Advisers
At a glance
Experience25 years (since 2001)
How that compares ?Top 24% by experience in Texas
Office4210 Kell Blvd Suite 200, Wichita Falls, TX 76309
How the firm is paid ?Percent of assets, Hourly, Flat fee
States licensed ?1 state
Services through Cetera Investment Advisers
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Combined State Law Examination
Career
- 2023 – nowCetera Investment Advisers LLCCurrent firm
- Apr 2021 – May 2021Summit Financial Group Inc.Previously
- 2009 – 2021Morgan StanleyPreviously
- 2007 – 2009Morgan Stanley & Co. LLCPreviously
- Mar 2006 – Apr 2007Morgan Stanley DW Inc.Previously
- 2001 – 2006Merrill Lynch, Pierce, Fenner & Smith IncorporatedPreviously
Questions to ask William
Tailored to William’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About William
How do I contact William?
Call Cetera Investment Advisers at 310-257-7880 and ask for William E Warnock. William works from the Wichita Falls, TX office.
How long has William been a financial advisor?
William has been in the industry since 2001, about 25 years. Top 24% by experience in Texas.
What licenses does William hold?
Series 66. Tap any license on this page to see what it allows.
Is William a fiduciary?
William is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is William paid?
Cetera Investment Advisers reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask William for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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