RBC Capital Markets
47yrs
Top advisor by experience in Minnesota
46yrs
Thomas Lee Sullivan
Financial advisor at Cordis Financial
At a glance
Experience46 years (since 1980)
How that compares ?Top advisor by experience at Cordis Financial
Office3001 Broadway Street NE Suite 100, Minneapolis, MN 55413
FirmCordis Financial
How the firm is paid ?Percent of assets, Flat fee
States licensed ?1 state
Services through Cordis Financial
Financial planningInvestment management for individuals and small businessesRetirement plan consulting
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Career
- Jan 2025 – nowCordis Financial, LLCCurrent firm
- 2014 – 2025Thomas L. SullivanPreviously
Questions to ask Thomas
Tailored to Thomas’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Thomas
How do I contact Thomas?
Call Cordis Financial at (612) 268-2620 and ask for Thomas Lee Sullivan. Thomas works from the Minneapolis, MN office.
How long has Thomas been a financial advisor?
Thomas has been in the industry since 1980, about 46 years. Top advisor by experience at Cordis Financial.
What licenses does Thomas hold?
Series 63. Tap any license on this page to see what it allows.
Is Thomas a fiduciary?
Thomas is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is Thomas paid?
Cordis Financial reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Thomas for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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