Schrum Private Wealth Management
43yrs
Top advisor by experience in St. Augustine
18yrs
Katherine Shepard
Full name on record: Katherine E. Shepard
Financial advisor at MML Investors Services
Katherine Shepard is a fiduciary financial advisor in St. Augustine, Florida, with 18 years in the industry. Katherine joined MML Investors Services in 2013, after four years at Truist Investment Services. MML Investors Services offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 205 advisors with offices in St. Augustine, and one of 192 fiduciaries.
At a glance
Experience18 years (since 2008)
How that compares ?More experience than 69% of advisors in St. Augustine
Office315 West Town Place Units 7 & 8, St. Augustine, FL 32092
How the firm is paid ?Percent of assets, Hourly, Flat fee, Other
Typical client at the firm ?$249,379
Advisors at the firm5,093
States licensed ?2 states
Services through MML Investors Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2013 – nowMML Investors Services, LLCCurrent firm
- 2008 – 2012Truist Investment Services, Inc.Previously
Contact Katherine
(413) 226-0000Firm headquarters in Springfield, MA. Ask for Katherine. 315 West Town Place Units 7 & 8St. Augustine, FL 32092Office · Get directions Firm websiteHTTP://WWW.MMLINVESTORS.COM
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Questions to ask Katherine
Tailored to Katherine’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Katherine
How do I contact Katherine?
Call MML Investors Services at (413) 226-0000 and ask for Katherine Shepard. Katherine works from the St. Augustine, FL office.
How long has Katherine been a financial advisor?
Katherine has been in the industry since 2008, about 18 years. More experience than 69% of advisors in St. Augustine.
What licenses does Katherine hold?
Series 66. Tap any license on this page to see what it allows.
Is Katherine a fiduciary?
Katherine is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Katherine paid?
MML Investors Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, other fees. Ask Katherine for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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