Heritage Asset Managers
47yrs
Top advisor by experience in Arkansas
25yrs
Based in Little Rock, Arkansas, Jay Frederick is a fiduciary financial advisor with 25 years of industry experience. Jay has been with Ethos Capital Group since 2021; before that, Jay spent a year at Merrill and a year at Morgan Stanley & Co.. Jay holds the CFP® designation.
One of 676 advisors with offices in Little Rock, and one of 635 fiduciaries.
At a glance
Experience25 years (since 2001)
How that compares ?More experience than 72% of advisors in Arkansas
Office3801 Woodland Heights Rd Suite 125f, Little Rock, AR 72212
How the firm is paid ?Percent of assets, Hourly
Typical client at the firm ?$602,566
Advisors at the firm2
States licensed ?2 states
Services through Ethos Capital Group
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consulting
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFP®
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2021 – nowEthos Capital Group, LLCCurrent firm
- May 2008 – Feb 2009MerrillPreviously
- Apr 2007 – Jun 2008Morgan Stanley & Co. LLCPreviously
- 2003 – 2007Morgan Stanley DW Inc.Previously
Contact Jay
(501) 708-0210Ethos Capital Group main office 3801 Woodland Heights Rd Suite 125fLittle Rock, AR 72212Office · Get directions Firm websitewww.ethoscapitalgroup.com
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Questions to ask Jay
Tailored to Jay’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Jay
How do I contact Jay?
Call Ethos Capital Group at (501) 708-0210 and ask for Jay Frederick. Jay works from the Little Rock, AR office.
How long has Jay been a financial advisor?
Jay has been in the industry since 2001, about 25 years. More experience than 72% of advisors in Arkansas.
What licenses does Jay hold?
Series 66. Tap any license on this page to see what it allows.
Is Jay a fiduciary?
Jay is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Jay paid?
Ethos Capital Group reports being paid by a percentage of the assets they manage, hourly fees. Ask Jay for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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