Trivium Point Advisory
42yrs
Top advisor by experience at Trivium Point Advisory
25yrs
Alison Smith has worked in the financial industry for 25 years and is a fiduciary financial advisor based in Wilton, Connecticut. Alison joined Principal Securities in 2005, a firm offering financial planning, investment management, and retirement plan consulting. The firm is paid through a percentage of assets, hourly fees, and flat fees.
One of 66 advisors with offices in Wilton, and one of 58 fiduciaries.
At a glance
Experience25 years (since 2001)
How that compares ?Top 25% by experience at Principal Securities
OfficeWilton, CT
How the firm is paid ?Percent of assets, Hourly, Flat fee, Other
Typical client at the firm ?$324,050
Advisors at the firm1,465
States licensed ?2 states
Services through Principal Securities
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2005 – nowPrincipal Securities, Inc.Current firm
Contact Alison
(888) 774-6267Firm headquarters in Des Moines, IA. Ask for Alison. Wilton, CTOffice · Get directions X (Twitter) pagePrincipal SecuritiesIs this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Alison
Tailored to Alison’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Alison
How do I contact Alison?
Call Principal Securities at (888) 774-6267 and ask for Alison Smith. Alison works from the Wilton, CT office.
How long has Alison been a financial advisor?
Alison has been in the industry since 2001, about 25 years. Top 25% by experience at Principal Securities.
What licenses does Alison hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Alison a fiduciary?
Alison is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Alison paid?
Principal Securities reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, other fees. Ask Alison for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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