Morgan Stanley
47yrs
Top advisor by experience in New York
25yrs
Based in New York, New York, Mitchell Stein is a fiduciary financial advisor with 25 years of industry experience. Mitchell has been with Morgan Stanley since 2009; before that, Mitchell spent less than a year at Morgan Stanley & and three years at UBS Financial Services. Morgan Stanley offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, flat fees, and commissions.
One of 15438 advisors with offices in New York, and one of 14016 fiduciaries.
At a glance
Experience25 years (since 2001)
How that compares ?Top 22% by experience in New York
Office55 East 52nd Street 10th Floor, New York, NY 10055
FirmMorgan Stanley
How the firm is paid ?Percent of assets, Flat fee, Commissions, Performance fee, Other
Typical client at the firm ?$670,481
Advisors at the firm23,156
States licensed ?1 state
Services through Morgan Stanley
Financial planningInvestment management for individuals and small businessesManaging mutual fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2009 – nowMorgan StanleyCurrent firm
- Jan 2009 – Jun 2009Morgan Stanley & Co. LLCPreviously
- 2005 – 2009UBS Financial Services Inc.Previously
Questions to ask Mitchell
Tailored to Mitchell’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- Your firm can charge performance-based fees. Would that apply to me?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Mitchell
How do I contact Mitchell?
Call Morgan Stanley at 914-225-5510 and ask for Mitchell Stein. Mitchell works from the New York, NY office.
How long has Mitchell been a financial advisor?
Mitchell has been in the industry since 2001, about 25 years. Top 22% by experience in New York.
What licenses does Mitchell hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Mitchell a fiduciary?
Mitchell is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Mitchell paid?
Morgan Stanley reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products, a share of investment gains, other fees. Ask Mitchell for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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