Ameriprise Financial Services
47yrs
Top advisor by experience in San Jose
25yrs
Xia Wang
Financial advisor at LPL Enterprise
Xia Wang is a financial advisor in San Jose, California, with 25 years in the industry. Xia joined LPL Enterprise in 2024, after eight years at Pruco Securities. Xia holds the ChFC designation.
At a glance
Experience25 years (since 2001)
How that compares ?Top 23% by experience at LPL Enterprise
Office1731 Technology Dr Suite 600, San Jose, CA 95110
FirmLPL Enterprise
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$239,757
Advisors at the firm3,111
States licensed ?1 state
Services through LPL Enterprise
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
ChFC
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 63Uniform Securities Agent State Law Examination
Career
- Nov 2024 – nowLPL Enterprise, LLCCurrent firm
- 2016 – 2024Pruco Securities, LLC.Previously
Questions to ask Xia
Tailored to Xia’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Xia
How do I contact Xia?
Call LPL Enterprise at 704-733-3300 and ask for Xia Wang. Xia works from the San Jose, CA office.
How long has Xia been a financial advisor?
Xia has been in the industry since 2001, about 25 years. Top 23% by experience at LPL Enterprise.
What licenses does Xia hold?
Series 63. Tap any license on this page to see what it allows.
Is Xia a fiduciary?
Xia is registered with an advisory firm. Ask whether they act as a fiduciary for all the advice they give you.
How is Xia paid?
LPL Enterprise reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Xia for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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