UBS Financial Services
46yrs
Top advisor by experience in Rochester
25yrs
Michael Curtis
Financial advisor at LPL Enterprise
Based in Rochester, New York, Michael Curtis is a fiduciary financial advisor with 25 years of industry experience. Michael has been with LPL Enterprise since 2024; before that, Michael spent two years at Pruco Securities. LPL Enterprise offers financial planning, investment management, and educational workshops and is paid through a percentage of assets, hourly fees, and flat fees.
One of 988 advisors with offices in Rochester, and one of 828 fiduciaries.
At a glance
Experience25 years (since 2001)
How that compares ?Top 23% by experience at LPL Enterprise
Office95 Canal Landing Blvd Suite 7, Rochester, NY 14626
FirmLPL Enterprise
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$239,757
Advisors at the firm3,111
States licensed ?1 state
Services through LPL Enterprise
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- Nov 2024 – nowLPL Enterprise, LLCCurrent firm
- Mar 2023 – Nov 2024Pruco Securities, LLC.Previously
Contact Michael
(704) 733-3300Firm headquarters in Fort Mill, SC. Ask for Michael. 95 Canal Landing Blvd Suite 7Rochester, NY 14626Office · Get directions Firm websitewww.lpl.com/lpl-enterprise.html
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Questions to ask Michael
Tailored to Michael’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Michael
How do I contact Michael?
Call LPL Enterprise at (704) 733-3300 and ask for Michael Curtis. Michael works from the Rochester, NY office.
How long has Michael been a financial advisor?
Michael has been in the industry since 2001, about 25 years. Top 23% by experience at LPL Enterprise.
What licenses does Michael hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Michael a fiduciary?
Michael is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Michael paid?
LPL Enterprise reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Michael for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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