Morgan Stanley
42yrs
Top advisor by experience in Santa Cruz
18yrs
Based in Santa Cruz, California, David Doolin is a fiduciary financial advisor with 18 years of industry experience. David has been with LPL Financial since 2008. LPL Financial offers financial planning, investment management, and educational workshops and is paid through a percentage of assets, hourly fees, and flat fees.
One of 72 advisors with offices in Santa Cruz, and one of 64 fiduciaries.
At a glance
Experience18 years (since 2008)
How that compares ?More experience than 55% of advisors nationwide
Office740 Front St Suite 365, Santa Cruz, CA 95060
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?1 state
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2009 – now
- 2008 – nowLPL Financial LLCCurrent firm
Questions to ask David
Tailored to David’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About David
How do I contact David?
Call LPL Financial at 704-733-3300 and ask for David Doolin. David works from the Santa Cruz, CA office.
How long has David been a financial advisor?
David has been in the industry since 2008, about 18 years. More experience than 55% of advisors nationwide.
What licenses does David hold?
Series 66. Tap any license on this page to see what it allows.
Is David a fiduciary?
David is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is David paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask David for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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