Supreme Alliance
47yrs
Top advisor by experience in Charlotte
25yrs
Based in Charlotte, North Carolina, Bobby Carroll is a fiduciary financial advisor with 25 years of industry experience. Bobby has been with LPL Enterprise since 2024; before that, Bobby spent 23 years at Pruco Securities. LPL Enterprise offers financial planning, investment management, and educational workshops and is paid through a percentage of assets, hourly fees, and flat fees.
One of 4491 advisors with offices in Charlotte, and one of 4159 fiduciaries.
At a glance
Experience25 years (since 2002)
How that compares ?Top 22% by experience in Charlotte
Office5605 Carnegie Blvd Suite 240, Charlotte, NC 28209
FirmLPL Enterprise
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$239,757
Advisors at the firm3,111
States licensed ?1 state
Services through LPL Enterprise
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- Nov 2024 – nowLPL Enterprise, LLCCurrent firm
- 2002 – 2024Pruco Securities, LLC.Previously
Contact Bobby
(704) 733-3300Firm headquarters in Fort Mill, SC. Ask for Bobby. 5605 Carnegie Blvd Suite 240Charlotte, NC 28209Office · Get directions Firm websitewww.lpl.com/lpl-enterprise.html
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Questions to ask Bobby
Tailored to Bobby’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Bobby
How do I contact Bobby?
Call LPL Enterprise at (704) 733-3300 and ask for Bobby Carroll. Bobby works from the Charlotte, NC office.
How long has Bobby been a financial advisor?
Bobby has been in the industry since 2002, about 25 years. Top 22% by experience in Charlotte.
What licenses does Bobby hold?
Series 66. Tap any license on this page to see what it allows.
Is Bobby a fiduciary?
Bobby is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Bobby paid?
LPL Enterprise reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Bobby for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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