Stifel, Nicolaus &
47yrs
Top 1% by experience in Houston
25yrs
Douglas Lyndon Fuqua Jr.
Financial advisor at Merrill Lynch, Pierce, Fenner & Smith
At a glance
Experience25 years (since 2002)
How that compares ?Top 25% by experience in Texas
OfficeHouston, TX
How the firm is paid ?Percent of assets, Flat fee, Commissions
States licensed ?1 state
Services through Merrill Lynch, Pierce, Fenner & Smith
Investment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Combined State Law Examination
Career
- 2024 – nowMerrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent firm
- Sep 2023 – Jul 2024Osaic Wealth, Inc.Previously
- 2008 – 2023Osaic Services, Inc.Previously
- 2003 – 2008American General Securities IncorporatedPreviously
- Apr 2002 – Mar 2003UBS Financial Services Inc.Previously
Questions to ask Douglas
Tailored to Douglas’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Douglas
How do I contact Douglas?
Call Merrill Lynch, Pierce, Fenner & Smith at 800-637-7455 and ask for Douglas Lyndon Fuqua Jr.. Douglas works from the Houston, TX office.
How long has Douglas been a financial advisor?
Douglas has been in the industry since 2002, about 25 years. Top 25% by experience in Texas.
What licenses does Douglas hold?
Series 66. Tap any license on this page to see what it allows.
Is Douglas a fiduciary?
Douglas is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Douglas paid?
Merrill Lynch, Pierce, Fenner & Smith reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask Douglas for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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