Morgan Stanley
47yrs
Top advisor by experience in New York
46yrs
Guy Ule is a fiduciary financial advisor in New York, New York, with 46 years in the industry. Guy joined Wellington Shields & CO. in 2022, a firm offering investment management. Wellington Shields & CO. reports being paid through a percentage of assets and flat fees.
One of 15440 advisors with offices in New York, and one of 14018 fiduciaries.
At a glance
Experience46 years (since 1980)
How that compares ?Top advisor by experience at Wellington Shields & CO.
Office60 Broad Street 39th Floor, New York, NY 10004
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$857,705
Advisors at the firm23
States licensed ?1 state
Services through Wellington Shields & CO.
Investment management for individuals and small businesses
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2022 – nowWellington Shields & CO., LLCCurrent firm
Questions to ask Guy
Tailored to Guy’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Guy
How do I contact Guy?
Call Wellington Shields & CO. at (212) 320-2000 and ask for Guy Ule. Guy works from the New York, NY office.
How long has Guy been a financial advisor?
Guy has been in the industry since 1980, about 46 years. Top advisor by experience at Wellington Shields & CO..
What licenses does Guy hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Guy a fiduciary?
Guy is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Guy paid?
Wellington Shields & CO. reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Guy for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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