Morgan Stanley
47yrs
Top advisor by experience in New York
24yrs
James Lee
Financial advisor at Citigroup Global Markets
James Lee has worked in the financial industry for 24 years and is a fiduciary financial advisor based in New York, New York. After a year at Citicorp Investment Services, James joined Citigroup Global Markets in 2007, a firm offering financial planning, investment management, and private fund management. The firm is paid through a percentage of assets and flat fees.
One of 15440 advisors with offices in New York, and one of 14018 fiduciaries.
At a glance
Experience24 years (since 2003)
How that compares ?Top 19% by experience at Citigroup Global Markets
OfficeCiti Wealth Management, Sales 153 E. 53rd Aka 601 Lexington Avenue, 25th Floor, New York, NY 10022
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$714,318
Advisors at the firm2,402
States licensed ?1 state
Services through Citigroup Global Markets
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2007 – nowCitigroup Global Markets Inc.Current firm
- Mar 2006 – May 2007Citicorp Investment ServicesPreviously
Questions to ask James
Tailored to James’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About James
How do I contact James?
Call Citigroup Global Markets at 212-816-6000 and ask for James Lee. James works from the New York, NY office.
How long has James been a financial advisor?
James has been in the industry since 2003, about 24 years. Top 19% by experience at Citigroup Global Markets.
What licenses does James hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is James a fiduciary?
James is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is James paid?
Citigroup Global Markets reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask James for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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