Morgan Stanley
46yrs
Top advisor by experience in Melville
23yrs
Eric Katten is a fiduciary financial advisor in Melville, New York, with 23 years in the industry. Eric joined Stifel, Nicolaus & Company in 2014, after five years at Morgan Stanley and two years at Morgan Stanley & Co.. Stifel, Nicolaus & Company offers financial planning, investment management, and private fund management and is paid through a percentage of assets, flat fees, and commissions.
One of 1293 advisors with offices in Melville, and one of 1085 fiduciaries.
At a glance
Experience23 years (since 2003)
How that compares ?More experience than 67% of advisors in New York
Office400 Broadhollow Road Suite 401, Melville, NY 11747
How the firm is paid ?Percent of assets, Flat fee, Commissions
Typical client at the firm ?$773,556
Advisors at the firm3,351
States licensed ?2 states
Services through Stifel, Nicolaus & Company
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2014 – nowStifel, Nicolaus & Company, IncorporatedCurrent firm
- 2009 – 2014Morgan StanleyPreviously
- Nov 2007 – Jun 2009Morgan Stanley & Co. LLCPreviously
Contact Eric
Local office(631) 492-1100Ask for Eric. (314) 342-2000Main office · St. Louis, MO 400 Broadhollow Road Suite 401Melville, NY 11747Office · Get directions
Is this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Eric
Tailored to Eric’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Eric
How do I contact Eric?
Call Eric’s local office at (631) 492-1100 or the Stifel, Nicolaus & Company main office at (314) 342-2000, and ask for Eric Katten.
How long has Eric been a financial advisor?
Eric has been in the industry since 2003, about 23 years. More experience than 67% of advisors in New York.
What licenses does Eric hold?
Series 66. Tap any license on this page to see what it allows.
Is Eric a fiduciary?
Eric is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Eric paid?
Stifel, Nicolaus & Company reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask Eric for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Osaic Wealth
46yrs
Top 1% by experience in Melville
Morgan Stanley
46yrs
Top 1% by experience in Melville
Morgan Stanley
45yrs
Top 1% by experience in Melville
Wells Fargo Advisors
45yrs
Top 1% by experience in Melville
Morgan Stanley
45yrs
Top 1% by experience in Melville