Cetera Investment Advisers
47yrs
Top advisor by experience in Staten Island
23yrs
Thomas Flood
Financial advisor at J.p. Morgan Securities
Based in Staten Island, New York, Thomas Flood is a fiduciary financial advisor with 23 years of industry experience. Thomas has been with J.p. Morgan Securities since 2012; before that, Thomas spent two years at Chase Investment Services. J.p. Morgan Securities offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets.
One of 246 advisors with offices in Staten Island, and one of 204 fiduciaries.
At a glance
Experience23 years (since 2003)
How that compares ?Top 13% by experience at J.p. Morgan Securities
Office1480 Forest Avenue, Staten Island, NY 10302
How the firm is paid ?Percent of assets, Other
Typical client at the firm ?$318,381
Advisors at the firm14,316
States licensed ?2 states
Services through J.p. Morgan Securities
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2012 – nowJ.p. Morgan Securities LLCCurrent firm
- 2010 – 2012Chase Investment Services Corp.Previously
Questions to ask Thomas
Tailored to Thomas’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Thomas
How do I contact Thomas?
Call J.p. Morgan Securities at 800-999-2000 and ask for Thomas Flood. Thomas works from the Staten Island, NY office.
How long has Thomas been a financial advisor?
Thomas has been in the industry since 2003, about 23 years. Top 13% by experience at J.p. Morgan Securities.
What licenses does Thomas hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Thomas a fiduciary?
Thomas is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Thomas paid?
J.p. Morgan Securities reports being paid by a percentage of the assets they manage, other fees. Ask Thomas for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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