LPL Financial
42yrs
Top advisor by experience in Rye Brook
23yrs
Thomas Sherman is a fiduciary financial advisor in Rye Brook, New York, with 23 years in the industry. Thomas joined Park Avenue Securities in 2004, a firm offering financial planning, investment management, and selecting outside investment managers. The firm is paid through a percentage of assets, hourly fees, and flat fees.
One of 131 advisors with offices in Rye Brook, and one of 110 fiduciaries.
At a glance
Experience23 years (since 2003)
How that compares ?More experience than 69% of advisors at Park Avenue Securities
Office800 Westchester Avenue 4th Floor Suite N409, Rye Brook, NY 10573
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$230,599
Advisors at the firm1,909
States licensed ?1 state
Services through Park Avenue Securities
Financial planningInvestment management for individuals and small businessesChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2004 – nowPark Avenue Securities LLCCurrent firm
Contact Thomas
(888) 600-4667Firm headquarters in New York, NY. Ask for Thomas. 800 Westchester Avenue 4th Floor Suite N409Rye Brook, NY 10573Office · Get directions
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Questions to ask Thomas
Tailored to Thomas’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Thomas
How do I contact Thomas?
Call Park Avenue Securities at (888) 600-4667 and ask for Thomas Sherman. Thomas works from the Rye Brook, NY office.
How long has Thomas been a financial advisor?
Thomas has been in the industry since 2003, about 23 years. More experience than 69% of advisors at Park Avenue Securities.
What licenses does Thomas hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Thomas a fiduciary?
Thomas is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Thomas paid?
Park Avenue Securities reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Thomas for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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