Ethos Financial Group
46yrs
Top advisor by experience in King Of Prussia
23yrs
Shane Smith is a fiduciary financial advisor in King Of Prussia, Pennsylvania, with 23 years in the industry. Shane joined LPL Financial in 2013, after eight years at Private Advisor Group and three years at MSI Financial Services. Shane’s designations include CFP® and ChFC.
One of 179 advisors with offices in King Of Prussia, and one of 152 fiduciaries.
At a glance
Experience23 years (since 2004)
How that compares ?More experience than 67% of advisors nationwide
Office150 S Warner Rd Suite 402, King Of Prussia, PA 19406
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?1 state
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFP®ChFC
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2020 – now
- 2013 – nowLPL Financial LLCCurrent firm
- 2012 – 2020Private Advisor Group, LLCPreviously
- 2008 – 2010MSI Financial Services, Inc.Previously
Contact Shane
(704) 733-3300Firm headquarters in Fort Mill, SC. Ask for Shane. 150 S Warner Rd Suite 402King Of Prussia, PA 19406Office · Get directions Facebook pageLPL Financial
Is this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Shane
Tailored to Shane’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Shane
How do I contact Shane?
Call LPL Financial at (704) 733-3300 and ask for Shane Smith. Shane works from the King Of Prussia, PA office.
How long has Shane been a financial advisor?
Shane has been in the industry since 2004, about 23 years. More experience than 67% of advisors nationwide.
What licenses does Shane hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Shane a fiduciary?
Shane is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Shane paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Shane for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Independence Square Holdings
46yrs
Top advisor by experience at Independence Square Holdings
Park Avenue Securities
44yrs
Top 1% by experience in Pennsylvania
LPL Financial
43yrs
Top 1% by experience at LPL Financial
Park Avenue Securities
43yrs
Top 1% by experience at Park Avenue Securities
ON Investment Management
43yrs
Top 2% by experience nationwide