J.P. Morgan Securities
47yrs
Top advisor by experience at J.P. Morgan Securities
20yrs
Daphne Chi
Financial advisor at UBS Financial Services
Based in San Francisco, California, Daphne Chi is a fiduciary financial advisor with 20 years of industry experience. Daphne has been with UBS Financial Services since 2016; before that, Daphne spent six years at Merrill and less than a year at Citigroup Global Markets. UBS Financial Services offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 3220 advisors with offices in San Francisco, and one of 2949 fiduciaries.
At a glance
Experience20 years (since 2006)
How that compares ?More experience than 63% of advisors in San Francisco
Office555 California Street 33rd Floor, San Francisco, CA 94104
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
Typical client at the firm ?$693,691
Advisors at the firm9,367
States licensed ?2 states
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2016 – nowUBS Financial Services Inc.Current firm
- 2010 – 2016MerrillPreviously
- Jul 2010 – Sep 2010Citigroup Global Markets Inc.Previously
- Jan 2010 – May 2010UBS Financial Services Inc.Previously
- Nov 2008 – Jan 2010UBS International Inc.Previously
- Aug 2006 – Mar 2008Banc of America Investment Services, Inc.Previously
Contact Daphne
(201) 352-3000Firm headquarters in Weehawken, NJ. Ask for Daphne. 555 California Street 33rd FloorSan Francisco, CA 94104Office · Get directions LinkedIn pageUBS Financial Services
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Questions to ask Daphne
Tailored to Daphne’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Daphne
How do I contact Daphne?
Call UBS Financial Services at (201) 352-3000 and ask for Daphne Chi. Daphne works from the San Francisco, CA office.
How long has Daphne been a financial advisor?
Daphne has been in the industry since 2006, about 20 years. More experience than 63% of advisors in San Francisco.
What licenses does Daphne hold?
Series 66. Tap any license on this page to see what it allows.
Is Daphne a fiduciary?
Daphne is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Daphne paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask Daphne for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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