Stifel, Nicolaus & Company
45yrs
Top advisor by experience in Rochester
22yrs
Based in Rochester, Michigan, Kevin McCarthy is a fiduciary financial advisor with 22 years of industry experience. Kevin has been with Osaic Wealth since 2024; before that, Kevin spent eight years at Securities America Advisors and two years at Wall Street Financial Group. Osaic Wealth offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 172 advisors with offices in Rochester, and one of 161 fiduciaries.
At a glance
Experience22 years (since 2004)
How that compares ?More experience than 66% of advisors nationwide
Office414 S Main Street Suite 211b, Rochester, MI 48307
FirmOsaic Wealth
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$398,336
Advisors at the firm8,052
States licensed ?2 states
Services through Osaic Wealth
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2024 – nowOsaic Wealth, Inc.Current firm
- 2016 – 2024Securities America Advisors, Inc.Previously
- 2014 – 2016Wall Street Financial Group, Inc.Previously
Questions to ask Kevin
Tailored to Kevin’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Kevin
How do I contact Kevin?
Call Osaic Wealth at 800-821-5100 and ask for Kevin McCarthy. Kevin works from the Rochester, MI office.
How long has Kevin been a financial advisor?
Kevin has been in the industry since 2004, about 22 years. More experience than 66% of advisors nationwide.
What licenses does Kevin hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Kevin a fiduciary?
Kevin is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Kevin paid?
Osaic Wealth reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Kevin for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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