UBS Financial Services
47yrs
Top advisor by experience in Plano
17yrs
Grace E. Ku
Financial advisor at UBS Financial Services
At a glance
Experience17 years (since 2010)
How that compares ?Top 22% by experience in Plano
Office7250 Dallas Parkway Suite120, Plano, TX 75024
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
States licensed ?1 state
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Combined State Law Examination
Career
- 2021 – nowUBS Financial Services Inc.Current firm
- 2010 – 2021J.p. Morgan Securities LLCPreviously
- May 2010 – Jun 2010Wells Fargo Clearing Services, LLCPreviously
- Apr 2010 – May 2010Stifel, Nicolaus & Company, IncorporatedPreviously
Questions to ask Grace
Tailored to Grace’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Grace
How do I contact Grace?
Call UBS Financial Services at 201-352-3000 and ask for Grace E. Ku. Grace works from the Plano, TX office.
How long has Grace been a financial advisor?
Grace has been in the industry since 2010, about 17 years. Top 22% by experience in Plano.
What licenses does Grace hold?
Series 66. Tap any license on this page to see what it allows.
Is Grace a fiduciary?
Grace is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Grace paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask Grace for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
UBS Financial Services
46yrs
Top 1% by experience in Plano
Signal Securities
46yrs
Top advisor by experience at Signal Securities
Osaic Wealth
45yrs
Top 1% by experience in Plano
BFC Planning
45yrs
Top 1% by experience in Plano
Sfmg Wealth Advisors
45yrs
Top advisor by experience at Sfmg Wealth Advisors