Osaic Wealth
44yrs
Top advisor by experience in Clifton Park
20yrs
Brian Mohan
Financial advisor at Merrill Lynch, Pierce, Fenner & Smith
At a glance
Experience20 years (since 2006)
How that compares ?More experience than 64% of advisors at Merrill Lynch, Pierce, Fenner & Smith
Office449 Route 146, Clifton Park, NY 12065
How the firm is paid ?Percent of assets, Flat fee, Commissions
States licensed ?2 states
Services through Merrill Lynch, Pierce, Fenner & Smith
Investment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Uniform Investment Adviser Law Examination
Uniform Combined State Law Examination
Career
- 2017 – nowMerrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent firm
- 2010 – 2013Morgan StanleyPreviously
Questions to ask Brian
Tailored to Brian’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Brian
How do I contact Brian?
Call Merrill Lynch, Pierce, Fenner & Smith at 800-637-7455 and ask for Brian Mohan. Brian works from the Clifton Park, NY office.
How long has Brian been a financial advisor?
Brian has been in the industry since 2006, about 20 years. More experience than 64% of advisors at Merrill Lynch, Pierce, Fenner & Smith.
What licenses does Brian hold?
Series 63, Series 65, Series 66. Tap any license on this page to see what it allows.
Is Brian a fiduciary?
Brian is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Brian paid?
Merrill Lynch, Pierce, Fenner & Smith reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask Brian for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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