UBS Financial Services
47yrs
Top advisor by experience at UBS Financial Services
22yrs
Atul Sethi
Financial advisor at Mooring Bay Capital Management
Based in Dallas, Texas, Atul Sethi is a fiduciary financial advisor with 22 years of industry experience. Atul has been with Mooring Bay Capital Management since 2024. Mooring Bay Capital Management offers financial planning and investment management and is paid through a percentage of assets, hourly fees, and flat fees.
One of 3926 advisors with offices in Dallas, and one of 3530 fiduciaries.
At a glance
Experience22 years (since 2005)
How that compares ?More experience than 69% of advisors in Texas
Office6440 N Central Expressway Suite 900-B, Dallas, TX 75206
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$1.71 million
States licensed ?1 state
Services through Mooring Bay Capital Management
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2024 – nowMooring Bay Capital ManagementCurrent firm
Questions to ask Atul
Tailored to Atul’s registration and firm.
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Atul
How do I contact Atul?
Call Mooring Bay Capital Management at (214) 812-9131 and ask for Atul Sethi. Atul works from the Dallas, TX office.
How long has Atul been a financial advisor?
Atul has been in the industry since 2005, about 22 years. More experience than 69% of advisors in Texas.
What licenses does Atul hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Atul a fiduciary?
Atul is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Atul paid?
Mooring Bay Capital Management reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Atul for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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