Stifel, Nicolaus & Company
47yrs
Top 1% by experience in Houston
21yrs
Michael Rogala has worked in the financial industry for 21 years and is a fiduciary financial advisor based in Houston, Texas. After 15 years at Merrill and two years at LPL Financial, Michael joined Raymond James & Associates in 2026, a firm offering financial planning, investment management, and retirement plan consulting. Raymond James & Associates reports being paid through a percentage of assets, hourly fees, and flat fees.
One of 4968 advisors with offices in Houston, and one of 4448 fiduciaries.
At a glance
Experience21 years (since 2005)
How that compares ?More experience than 69% of advisors in Texas
Office5847 San Felipe Street Suite 3825, Houston, TX 77057
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions
Typical client at the firm ?$788,879
Advisors at the firm5,796
States licensed ?1 state
Services through Raymond James & Associates
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- Jul 2026 – nowRaymond James & Associates, Inc.Current firm
- 2011 – 2026MerrillPreviously
- May 2009 – Dec 2010LPL Financial LLCPreviously
- 2005 – 2008Alliancebernstein L.P.Previously
Contact Michael
(727) 567-1000Firm headquarters in St. Petersburg, FL. Ask for Michael. 5847 San Felipe Street Suite 3825Houston, TX 77057Office · Get directions Firm websiteHTTPS://WWW.ALEXBROWN.COM
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Questions to ask Michael
Tailored to Michael’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Michael
How do I contact Michael?
Call Raymond James & Associates at (727) 567-1000 and ask for Michael Rogala. Michael works from the Houston, TX office.
How long has Michael been a financial advisor?
Michael has been in the industry since 2005, about 21 years. More experience than 69% of advisors in Texas.
What licenses does Michael hold?
Series 66. Tap any license on this page to see what it allows.
Is Michael a fiduciary?
Michael is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Michael paid?
Raymond James & Associates reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products. Ask Michael for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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