Capitol Securities Management
47yrs
Top advisor by experience in Tampa
21yrs
Michael Moffa
Financial advisor at Independent Advisor Alliance
Michael Moffa has worked in the financial industry for 21 years and is a fiduciary financial advisor based in Tampa, Florida. After eight years at Independent Financial Partners and five years at Ameriprise Financial Services, Michael joined Independent Advisor Alliance in 2019, a firm offering financial planning, investment management, and retirement plan consulting. Independent Advisor Alliance reports being paid through a percentage of assets, hourly fees, and flat fees.
One of 3079 advisors with offices in Tampa, and one of 2910 fiduciaries.
At a glance
Experience21 years (since 2005)
How that compares ?More experience than 71% of advisors in Tampa
Office3030 North Rocky Point Drive Suite 150, Tampa, FL 33607
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$386,491
Advisors at the firm291
States licensed ?1 state
Services through Independent Advisor Alliance
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2019 – nowIndependent Advisor Alliance, LLCCurrent firm
- 2011 – 2019Independent Financial PartnersPreviously
- 2005 – 2010Ameriprise Financial Services, LLCPreviously
Contact Michael
(888) 430-1555Firm headquarters in Charlotte, NC. Ask for Michael. 3030 North Rocky Point Drive Suite 150Tampa, FL 33607Office · Get directions
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Questions to ask Michael
Tailored to Michael’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Michael
How do I contact Michael?
Call Independent Advisor Alliance at (888) 430-1555 and ask for Michael Moffa. Michael works from the Tampa, FL office.
How long has Michael been a financial advisor?
Michael has been in the industry since 2005, about 21 years. More experience than 71% of advisors in Tampa.
What licenses does Michael hold?
Series 66. Tap any license on this page to see what it allows.
Is Michael a fiduciary?
Michael is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Michael paid?
Independent Advisor Alliance reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Michael for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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