UBS Financial Services
47yrs
Top advisor by experience in Portland
21yrs
Aaron Case
Financial advisor at TD Private Client Wealth
Based in Portland, Maine, Aaron Case is a fiduciary financial advisor with 21 years of industry experience. Aaron has been with TD Private Client Wealth since 2022; before that, Aaron spent six years at LPL Financial and four years at Uvest Financial Services Group. Aaron holds the CFP® designation.
One of 398 advisors with offices in Portland, and one of 365 fiduciaries.
At a glance
Experience21 years (since 2006)
How that compares ?Top 23% by experience at TD Private Client Wealth
Office2211 Congress Street, Portland, ME 04122
How the firm is paid ?Percent of assets
Typical client at the firm ?$270,263
Advisors at the firm531
States licensed ?1 state
Services through TD Private Client Wealth
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFP®
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2022 – nowTD Private Client Wealth LLCCurrent firm
- 2016 – 2022LPL Financial LLCPreviously
- 2012 – 2016LPL Financial LLCPreviously
- 2007 – 2011Uvest Financial Services Group, Inc.Previously
Contact Aaron
(877) 703-9896Firm headquarters in New York, NY. Ask for Aaron. 2211 Congress StreetPortland, ME 04122Office · Get directions
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Questions to ask Aaron
Tailored to Aaron’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Aaron
How do I contact Aaron?
Call TD Private Client Wealth at (877) 703-9896 and ask for Aaron Case. Aaron works from the Portland, ME office.
How long has Aaron been a financial advisor?
Aaron has been in the industry since 2006, about 21 years. Top 23% by experience at TD Private Client Wealth.
What licenses does Aaron hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Aaron a fiduciary?
Aaron is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Aaron paid?
TD Private Client Wealth reports being paid by a percentage of the assets they manage. Ask Aaron for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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