Morgan Stanley
47yrs
Top advisor by experience in Purchase
21yrs
Mark Smith has worked in the financial industry for 21 years and is a fiduciary financial advisor based in Purchase, New York. After nine years at UBS Financial Services and a year at Lord, Abbett & Co., Mark joined Wells Fargo Advisors in 2021, a firm offering financial planning, investment management, and retirement plan consulting. Wells Fargo Advisors reports being paid through a percentage of assets, flat fees, and commissions.
One of 800 advisors with offices in Purchase, and one of 755 fiduciaries.
At a glance
Experience21 years (since 2005)
How that compares ?More experience than 70% of advisors in Purchase
Office2500 Westchester Ave Stes 201 & 203, Purchase, NY 10577
How the firm is paid ?Percent of assets, Flat fee, Commissions
Typical client at the firm ?$475,575
Advisors at the firm14,100
States licensed ?1 state
Services through Wells Fargo Advisors
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2021 – nowWells Fargo Clearing Services, LLCCurrent firm
- 2012 – 2021UBS Financial Services Inc.Previously
- Oct 2005 – Dec 2006Lord, Abbett & Co. LLCPreviously
Contact Mark
Local office(914) 328-8700Ask for Mark. (314) 875-3000Main office · St. Louis, MO 2500 Westchester Ave Stes 201 & 203Purchase, NY 10577Office · Get directions Firm websitewww.wellsfargoadvisors.com/wfa/mobile.htm
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Questions to ask Mark
Tailored to Mark’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Mark
How do I contact Mark?
Call Mark’s local office at (914) 328-8700 or the Wells Fargo Advisors main office at (314) 875-3000, and ask for Mark Smith.
How long has Mark been a financial advisor?
Mark has been in the industry since 2005, about 21 years. More experience than 70% of advisors in Purchase.
What licenses does Mark hold?
Series 66. Tap any license on this page to see what it allows.
Is Mark a fiduciary?
Mark is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Mark paid?
Wells Fargo Advisors reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products. Ask Mark for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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