UBS Financial Services
47yrs
Top advisor for experience at UBS Financial Services
47yrs
Nathaniel Robert Mosley
Financial advisor at UBS Financial Services
At a glance
Experience47 years (since 1980)
How that compares ?Top 1% for experience in Dallas
Office100 Crescent Court Suite 600, Dallas, TX 75201
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
States licensed ?1 state
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Uniform Investment Adviser Law Examination
Career
- 1995 – nowUBS Financial Services Inc.Current firm
Questions to ask Nathaniel
Tailored to Nathaniel’s registration and firm.
- What's your succession plan, and who would work with me if you retire?
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
About Nathaniel
How do I contact Nathaniel?
Call UBS Financial Services at 201-352-3000 and ask for Nathaniel Robert Mosley. Nathaniel works from the Dallas, TX office.
How long has Nathaniel been a financial advisor?
Nathaniel has been in the industry since 1980, about 47 years. Top 1% for experience in Dallas.
What licenses does Nathaniel hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Nathaniel a fiduciary?
Nathaniel is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Nathaniel paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask Nathaniel for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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