UBS Financial Services
47yrs
Top advisor by experience in Pasadena
21yrs
Eric Ma
Financial advisor at Cetera Investment Advisers
At a glance
Experience21 years (since 2005)
How that compares ?More experience than 63% of advisors nationwide
Office135 N LOS Robles Ave 3rd Floor, Pasadena, CA 91101
How the firm is paid ?Percent of assets, Hourly, Flat fee
States licensed ?1 state
Services through Cetera Investment Advisers
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFP®
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Combined State Law Examination
Career
- 2022 – nowCetera Investment Advisers LLCCurrent firm
- 2019 – 2022U.s. Bancorp Investments, Inc.Previously
- 2016 – 2019Hsbc Securities (usa) Inc.Previously
- 2011 – 2016Wells Fargo Clearing Services, LLCPreviously
- 2005 – 2011Wells Fargo Investments, LLCPreviously
Questions to ask Eric
Tailored to Eric’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Eric
How do I contact Eric?
Call Cetera Investment Advisers at 310-257-7880 and ask for Eric Ma. Eric works from the Pasadena, CA office.
How long has Eric been a financial advisor?
Eric has been in the industry since 2005, about 21 years. More experience than 63% of advisors nationwide.
What licenses does Eric hold?
Series 66. Tap any license on this page to see what it allows.
Is Eric a fiduciary?
Eric is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Eric paid?
Cetera Investment Advisers reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Eric for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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