Merrill
46yrs
Top advisor by experience in Princeton
19yrs
David Sears
Financial advisor at UBS Financial Services
David Sears is a fiduciary financial advisor in Princeton, New Jersey, with 19 years in the industry. David joined UBS Financial Services in 2007, a firm offering financial planning, investment management, and retirement plan consulting. The firm is paid through a percentage of assets, hourly fees, and flat fees.
One of 899 advisors with offices in Princeton, and one of 842 fiduciaries.
At a glance
Experience19 years (since 2007)
How that compares ?More experience than 63% of advisors in Princeton
Office100 Overlook Center Suite 303, Princeton, NJ 08540
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
Typical client at the firm ?$693,691
Advisors at the firm9,367
States licensed ?2 states
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2007 – nowUBS Financial Services Inc.Current firm
Questions to ask David
Tailored to David’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About David
How do I contact David?
Call UBS Financial Services at 201-352-3000 and ask for David Sears. David works from the Princeton, NJ office.
How long has David been a financial advisor?
David has been in the industry since 2007, about 19 years. More experience than 63% of advisors in Princeton.
What licenses does David hold?
Series 66. Tap any license on this page to see what it allows.
Is David a fiduciary?
David is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is David paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask David for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
Wells Fargo Advisors
46yrs
Top 1% by experience in Princeton
RBC Capital Markets
45yrs
Top 1% by experience in Princeton
RBC Capital Markets
45yrs
Top 1% by experience in Princeton
UBS Financial Services
45yrs
Top 1% by experience in Princeton
Merrill
45yrs
Top 1% by experience in Princeton