LPL Financial
17yrs
More experience than 55% of advisors in New York
20yrs
Thomas Michael Borrelli
Financial advisor at LPL Financial
At a glance
Experience20 years (since 2006)
How that compares ?More experience than 61% of advisors in New York
Office2024 W Henrietta Rd Suite 3f, Brighton, NY 14623
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
States licensed ?1 state
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Uniform Securities Agent State Law Examination
Uniform Combined State Law Examination
Career
- 2022 – nowLPL Financial LLCCurrent firm
- Mar 2021 – Oct 2022Key Investment Services LLCPreviously
Questions to ask Thomas
Tailored to Thomas’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Thomas
How do I contact Thomas?
Call LPL Financial at 704-733-3300 and ask for Thomas Michael Borrelli. Thomas works from the Brighton, NY office.
How long has Thomas been a financial advisor?
Thomas has been in the industry since 2006, about 20 years. More experience than 61% of advisors in New York.
What licenses does Thomas hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Thomas a fiduciary?
Thomas is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Thomas paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Thomas for your total yearly cost in dollars.
Official record as of October 2, 2026.
This profile is for information only and is not financial advice or a recommendation.
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