Lanark Financial
47yrs
Top advisor by experience in Dubuque
19yrs
Nicholas Smith
Full name on record: Nicholas Patrick Smith
Financial advisor at Steele Capital Management
Nicholas Smith has worked in the financial industry for 19 years and is a fiduciary financial advisor based in Dubuque, Iowa. Nicholas has been with Steele Capital Management since 2007. Nicholas holds the CFP® designation.
One of 170 advisors with offices in Dubuque, and one of 151 fiduciaries.
At a glance
Experience19 years (since 2007)
How that compares ?More experience than 73% of advisors at Steele Capital Management
Office1000 Jackson Street Suite 201, Dubuque, IA 52001
How the firm is paid ?Percent of assets
Typical client at the firm ?$1.75 million
Advisors at the firm15
States licensed ?1 state
Services through Steele Capital Management
Financial planningInvestment management for individuals and small businessesManaging private fundsInvestment management for businesses and institutionsRetirement plan consulting
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Designations
CFP®
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 65Uniform Investment Adviser Law Examination
Career
- 2007 – nowSteele Capital Management, Inc.Current firm
Contact Nicholas
(563) 588-2097Steele Capital Management main office 1000 Jackson Street Suite 201Dubuque, IA 52001Office · Get directions LinkedIn pageSteele Capital Management
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Questions to ask Nicholas
Tailored to Nicholas’s registration and firm.
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Nicholas
How do I contact Nicholas?
Call Steele Capital Management at (563) 588-2097 and ask for Nicholas Smith. Nicholas works from the Dubuque, IA office.
How long has Nicholas been a financial advisor?
Nicholas has been in the industry since 2007, about 19 years. More experience than 73% of advisors at Steele Capital Management.
What licenses does Nicholas hold?
Series 65. Tap any license on this page to see what it allows.
Is Nicholas a fiduciary?
Nicholas is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Nicholas paid?
Steele Capital Management reports being paid by a percentage of the assets they manage. Ask Nicholas for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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