Ameriprise Financial Services
47yrs
Top advisor by experience in San Jose
19yrs
Matthew Prentice has worked in the financial industry for 19 years and is a fiduciary financial advisor based in San Jose, California. Matthew has been with LPL Financial since 2020; before that, Matthew spent seven years at Merrill and two years at UBS Financial Services. LPL Financial offers financial planning, investment management, and educational workshops and is paid through a percentage of assets, hourly fees, and flat fees.
One of 993 advisors with offices in San Jose, and one of 926 fiduciaries.
At a glance
Experience19 years (since 2007)
How that compares ?More experience than 58% of advisors nationwide
Office99 Almaden Blvd #925, San Jose, CA 95113
FirmLPL Financial
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$399,489
Advisors at the firm23,459
States licensed ?2 states
Services through LPL Financial
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2020 – nowLPL Financial LLCCurrent firm
- 2009 – 2016MerrillPreviously
- Nov 2007 – Oct 2009UBS Financial Services Inc.Previously
Questions to ask Matthew
Tailored to Matthew’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Matthew
How do I contact Matthew?
Call LPL Financial at (704) 733-3300 and ask for Matthew Prentice. Matthew works from the San Jose, CA office.
How long has Matthew been a financial advisor?
Matthew has been in the industry since 2007, about 19 years. More experience than 58% of advisors nationwide.
What licenses does Matthew hold?
Series 66. Tap any license on this page to see what it allows.
Is Matthew a fiduciary?
Matthew is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Matthew paid?
LPL Financial reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Matthew for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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