Morgan Stanley
47yrs
Top advisor by experience in New York
18yrs
Christopher Smith
Full name on record: Christopher Cody Smith
Financial advisor at UBS Financial Services
Based in New York, New York, Christopher Smith is a fiduciary financial advisor with 18 years of industry experience. Christopher joined UBS Financial Services in 2022, after three years at Merrill. UBS Financial Services offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 15440 advisors with offices in New York, and one of 14018 fiduciaries.
At a glance
Experience18 years (since 2008)
How that compares ?More experience than 64% of advisors in New York
Office299 Park Ave 26th Floor, New York, NY 10171
How the firm is paid ?Percent of assets, Hourly, Flat fee, Commissions, Other
Typical client at the firm ?$693,691
Advisors at the firm9,367
States licensed ?1 state
Services through UBS Financial Services
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersNewsletters and publicationsSecurity ratings or pricingEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2022 – nowUBS Financial Services Inc.Current firm
- 2019 – 2022MerrillPreviously
- 2014 – 2019UBS Financial Services Inc.Previously
Contact Christopher
(201) 352-3000Firm headquarters in Weehawken, NJ. Ask for Christopher. 299 Park Ave 26th FloorNew York, NY 10171Office · Get directions LinkedIn pageUBS Financial Services
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Questions to ask Christopher
Tailored to Christopher’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Christopher
How do I contact Christopher?
Call UBS Financial Services at (201) 352-3000 and ask for Christopher Smith. Christopher works from the New York, NY office.
How long has Christopher been a financial advisor?
Christopher has been in the industry since 2008, about 18 years. More experience than 64% of advisors in New York.
What licenses does Christopher hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Christopher a fiduciary?
Christopher is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Christopher paid?
UBS Financial Services reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees, commissions on some products, other fees. Ask Christopher for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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