Ameriprise Financial Services
47yrs
Top advisor by experience in San Jose
18yrs
Silphy Ou
Financial advisor at LPL Enterprise
Silphy Ou has worked in the financial industry for 18 years and is a fiduciary financial advisor based in San Jose, California. Silphy has been with LPL Enterprise since 2025; before that, Silphy spent 11 years at Pruco Securities. LPL Enterprise offers financial planning, investment management, and educational workshops and is paid through a percentage of assets, hourly fees, and flat fees.
One of 993 advisors with offices in San Jose, and one of 926 fiduciaries.
At a glance
Experience18 years (since 2008)
How that compares ?More experience than 66% of advisors at LPL Enterprise
Office1731 Technology Dr Suite 600, San Jose, CA 95110
FirmLPL Enterprise
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$239,757
Advisors at the firm3,111
States licensed ?1 state
Services through LPL Enterprise
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- Jan 2025 – nowLPL Enterprise, LLCCurrent firm
- 2013 – 2024Pruco Securities, LLC.Previously
Questions to ask Silphy
Tailored to Silphy’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Silphy
How do I contact Silphy?
Call LPL Enterprise at (704) 733-3300 and ask for Silphy Ou. Silphy works from the San Jose, CA office.
How long has Silphy been a financial advisor?
Silphy has been in the industry since 2008, about 18 years. More experience than 66% of advisors at LPL Enterprise.
What licenses does Silphy hold?
Series 63, Series 65. Tap any license on this page to see what it allows.
Is Silphy a fiduciary?
Silphy is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Silphy paid?
LPL Enterprise reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Silphy for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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