Cross State Financial Group
46yrs
Top advisor by experience in Albuquerque
18yrs
Carlos Duque
Financial advisor at Morgan Stanley
Based in Albuquerque, New Mexico, Carlos Duque is a fiduciary financial advisor with 18 years of industry experience. Carlos joined Morgan Stanley in 2011, after less than a year at Wells Fargo Advisors and two years at Wells Fargo Investments. Morgan Stanley offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, flat fees, and commissions.
One of 535 advisors with offices in Albuquerque, and one of 510 fiduciaries.
At a glance
Experience18 years (since 2009)
How that compares ?More experience than 56% of advisors in New Mexico
Office6565 Americas Parkway Suite 400, Albuquerque, NM 87110
FirmMorgan Stanley
How the firm is paid ?Percent of assets, Flat fee, Commissions, Performance fee, Other
Typical client at the firm ?$670,481
Advisors at the firm23,156
States licensed ?2 states
Services through Morgan Stanley
Financial planningInvestment management for individuals and small businessesManaging mutual fundsInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshopsOther services
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Series 66Uniform Combined State Law Examination
Career
- 2011 – nowMorgan StanleyCurrent firm
- Jan 2011 – Mar 2011Wells Fargo Clearing Services, LLCPreviously
- Apr 2009 – Jan 2011Wells Fargo Investments, LLCPreviously
Contact Carlos
(914) 225-5510Firm headquarters in Purchase, NY. Ask for Carlos. 6565 Americas Parkway Suite 400Albuquerque, NM 87110Office · Get directions Firm websiteHTTP://WWW.MORGANSTANLEY.COM
Is this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Carlos
Tailored to Carlos’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- Your firm can charge performance-based fees. Would that apply to me?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Carlos
How do I contact Carlos?
Call Morgan Stanley at (914) 225-5510 and ask for Carlos Duque. Carlos works from the Albuquerque, NM office.
How long has Carlos been a financial advisor?
Carlos has been in the industry since 2009, about 18 years. More experience than 56% of advisors in New Mexico.
What licenses does Carlos hold?
Series 66. Tap any license on this page to see what it allows.
Is Carlos a fiduciary?
Carlos is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Carlos paid?
Morgan Stanley reports being paid by a percentage of the assets they manage, flat or fixed fees, commissions on some products, a share of investment gains, other fees. Ask Carlos for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
Other advisors nearby
RBC Capital Markets
46yrs
Top 1% by experience in Albuquerque
Merrill
46yrs
Top 1% by experience in New Mexico
MML Investors Services
44yrs
Top 1% by experience at MML Investors Services
The Ameriflex Group
44yrs
Top advisor by experience at The Ameriflex Group
Merrill
44yrs
Top 1% by experience in Albuquerque