UBS Financial Services
47yrs
Top advisor by experience in Pasadena
17yrs
Yen Chen
Financial advisor at Cetera Investment Advisers
Yen Chen has worked in the financial industry for 17 years and is a fiduciary financial advisor based in Pasadena, California. Yen has been with Cetera Investment Advisers since 2023; before that, Yen spent less than a year at LPL Financial and five years at Bancwest Investment Services. Cetera Investment Advisers offers financial planning, investment management, and retirement plan consulting and is paid through a percentage of assets, hourly fees, and flat fees.
One of 1156 advisors with offices in Pasadena, and one of 1068 fiduciaries.
At a glance
Experience17 years (since 2009)
How that compares ?More experience than 54% of advisors nationwide
Office1001 Fair Oak Ave S, Pasadena, CA 91030
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$306,089
Advisors at the firm10,452
States licensed ?1 state
Services through Cetera Investment Advisers
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsRetirement plan consultingChoosing other investment managersEducational seminars and workshops
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2023 – nowCetera Investment Advisers LLCCurrent firm
- Jul 2023 – Nov 2023LPL Financial LLCPreviously
- 2018 – 2023Bancwest Investment Services, Inc.Previously
- Jan 2011 – May 2012Wells Fargo Clearing Services, LLCPreviously
- Oct 2009 – Jan 2011Wells Fargo Investments, LLCPreviously
Contact Yen
1001 Fair Oak Ave SPasadena, CA 91030Office · Get directions Firm main line(310) 257-7880Headquarters: Cetera Investment Advisers · Schaumburg, IL
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Questions to ask Yen
Tailored to Yen’s registration and firm.
- At a firm this size, will I work with you directly or with a service team?
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
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About Yen
How do I contact Yen?
Call Cetera Investment Advisers at (310) 257-7880 and ask for Yen Chen. Yen works from the Pasadena, CA office.
How long has Yen been a financial advisor?
Yen has been in the industry since 2009, about 17 years. More experience than 54% of advisors nationwide.
What licenses does Yen hold?
Series 65, Series 66. Tap any license on this page to see what it allows.
Is Yen a fiduciary?
Yen is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Yen paid?
Cetera Investment Advisers reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Yen for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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