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Advisors / Washington / Tacoma
17yrs

Derek Main

Financial advisor at First Main Capital

Based in Tacoma, Washington, Derek Main is a fiduciary financial advisor with 17 years of industry experience. Derek joined First Main Capital in 2022, after a year at MML Investors Services and two years at Pruco Securities. First Main Capital offers financial planning and investment management and is paid through a percentage of assets.

One of 304 advisors with offices in Tacoma, and one of 287 fiduciaries.

Tacoma, WAFiduciary advisor

At a glance

Experience17 years (since 2010)
How that compares ?More experience than 57% of advisors in Washington
OfficeTacoma, WA
How the firm is paid ?Percent of assets
Typical client at the firm ?$357,553
States licensed ?1 state

Services through First Main Capital

Financial planningInvestment management for individuals and small businesses

Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.

Licenses

Exams passed, from the official record. Tap a license to see what it allows.

Series 63Uniform Securities Agent State Law Examination
Series 66Uniform Combined State Law Examination

Career

  1. 2022 – now
    First Main CapitalCurrent firm
  2. Jul 2020 – Nov 2021
  3. 2018 – 2020
    Pruco Securities, LLC.Previously
  4. 2014 – 2017
  5. 2011 – 2014
    Morgan StanleyPreviously
  6. Feb 2010 – Oct 2011
    Edward JonesPreviously

Contact Derek

(585) 207-2515Firm headquarters in Rochester, NY. Ask for Derek. Tacoma, WAOffice · Get directions

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Questions to ask Derek

Tailored to Derek’s registration and firm.

  1. What does a financial plan with you include, and how often is it updated?
  2. Where would my money be held, and will I get statements directly from that firm?
  3. What would I pay in total each year, in dollars, including fund and trading costs?

My notes and scorecard

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About Derek

How do I contact Derek?

Call First Main Capital at (585) 207-2515 and ask for Derek Main. Derek works from the Tacoma, WA office.

How long has Derek been a financial advisor?

Derek has been in the industry since 2010, about 17 years. More experience than 57% of advisors in Washington.

What licenses does Derek hold?

Series 63, Series 66. Tap any license on this page to see what it allows.

Is Derek a fiduciary?

Derek is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.

How is Derek paid?

First Main Capital reports being paid by a percentage of the assets they manage. Ask Derek for your total yearly cost in dollars.

Official record as of October 3, 2026.

This profile is for information only and is not financial advice or a recommendation.

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