ChooseAFinancialAdvisor.com
Advisors / Massachusetts / W Roxbury
16yrs

Joel Stein

Full name on record: Joel E Stein

Financial advisor at LPL Enterprise

Joel Stein is a fiduciary financial advisor in W Roxbury, Massachusetts, with 16 years in the industry. After a year at Pruco Securities, Joel joined LPL Enterprise in 2024, a firm offering financial planning, investment management, and educational workshops. LPL Enterprise reports being paid through a percentage of assets, hourly fees, and flat fees.

W Roxbury, MAFiduciary advisor
Call LPL EnterpriseDirections

At a glance

Experience16 years (since 2010)
How that compares ?More experience than 62% of advisors at LPL Enterprise
OfficeW Roxbury, MA
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$239,757
Advisors at the firm3,111
States licensed ?1 state

Services through LPL Enterprise

Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services

Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.

Licenses

Exams passed, from the official record. Tap a license to see what it allows.

Series 63Uniform Securities Agent State Law Examination
Series 65Uniform Investment Adviser Law Examination

Career

  1. Nov 2024 – now
  2. Jul 2023 – Nov 2024
    Pruco Securities, LLC.Previously

Questions to ask Joel

Tailored to Joel’s registration and firm.

  1. At a firm this size, will I work with you directly or with a service team?
  2. What does a financial plan with you include, and how often is it updated?
  3. Where would my money be held, and will I get statements directly from that firm?
  4. What would I pay in total each year, in dollars, including fund and trading costs?

My notes and scorecard

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About Joel

How do I contact Joel?

Call LPL Enterprise at (704) 733-3300 and ask for Joel Stein. Joel works from the W Roxbury, MA office.

How long has Joel been a financial advisor?

Joel has been in the industry since 2010, about 16 years. More experience than 62% of advisors at LPL Enterprise.

What licenses does Joel hold?

Series 63, Series 65. Tap any license on this page to see what it allows.

Is Joel a fiduciary?

Joel is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.

How is Joel paid?

LPL Enterprise reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Joel for your total yearly cost in dollars.

Official record as of October 3, 2026.

This profile is for information only and is not financial advice or a recommendation.