J.P. Morgan Securities
47yrs
Top 1% by experience in Miami
16yrs
Thomas Docherty
Financial advisor at Northern Trust Securities
Thomas Docherty is a fiduciary financial advisor in Miami, Florida, with 16 years in the industry. Thomas joined Northern Trust Securities in 2024, a firm offering financial planning, investment management, and selecting outside investment managers. Northern Trust Securities reports being paid through a percentage of assets and flat fees.
One of 3158 advisors with offices in Miami, and one of 3035 fiduciaries.
At a glance
Experience16 years (since 2010)
How that compares ?More experience than 65% of advisors in Miami
OfficeMiami, FL
How the firm is paid ?Percent of assets, Flat fee
Typical client at the firm ?$806,324
Advisors at the firm99
States licensed ?1 state
Services through Northern Trust Securities
Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsChoosing other investment managers
Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.
Licenses
Exams passed, from the official record. Tap a license to see what it allows.
Career
- 2024 – nowNorthern Trust Securities, Inc.Current firm
Contact Thomas
(312) 630-6000Firm headquarters in Chicago, IL. Ask for Thomas. Miami, FLOffice · Get directions Firm websiteHTTP://WWW.NORTHERNTRUST.COMIs this you? Claim your free profile to add a direct line, email, photo, and specialties.
Questions to ask Thomas
Tailored to Thomas’s registration and firm.
- What does a financial plan with you include, and how often is it updated?
- If you use outside managers, how are they chosen and what do they cost on top of your fee?
- Where would my money be held, and will I get statements directly from that firm?
- What would I pay in total each year, in dollars, including fund and trading costs?
My notes and scorecard
Sign in to keep private notes, score your first meeting, and track this advisor alongside others.
About Thomas
How do I contact Thomas?
Call Northern Trust Securities at (312) 630-6000 and ask for Thomas Docherty. Thomas works from the Miami, FL office.
How long has Thomas been a financial advisor?
Thomas has been in the industry since 2010, about 16 years. More experience than 65% of advisors in Miami.
What licenses does Thomas hold?
Series 63, Series 66. Tap any license on this page to see what it allows.
Is Thomas a fiduciary?
Thomas is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.
How is Thomas paid?
Northern Trust Securities reports being paid by a percentage of the assets they manage, flat or fixed fees. Ask Thomas for your total yearly cost in dollars.
Official record as of October 3, 2026.
This profile is for information only and is not financial advice or a recommendation.
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