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Advisors / Texas / Rancho Viejo
16yrs

Luis Cavazos

Financial advisor at LPL Enterprise

Based in Rancho Viejo, Texas, Luis Cavazos is a fiduciary financial advisor with 16 years of industry experience. Luis joined LPL Enterprise in 2024, after less than a year at Pruco Securities and 12 years at Bolton Global Asset Management. LPL Enterprise offers financial planning, investment management, and educational workshops and is paid through a percentage of assets, hourly fees, and flat fees.

Rancho Viejo, TXFiduciary advisor
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At a glance

Experience16 years (since 2011)
How that compares ?More experience than 62% of advisors at LPL Enterprise
OfficeRancho Viejo, TX
How the firm is paid ?Percent of assets, Hourly, Flat fee
Typical client at the firm ?$239,757
Advisors at the firm3,111
States licensed ?1 state

Services through LPL Enterprise

Financial planningInvestment management for individuals and small businessesInvestment management for businesses and institutionsEducational seminars and workshopsOther services

Specialties, designations like CFP®, and languages spoken appear here when advisors claim their profiles.

Licenses

Exams passed, from the official record. Tap a license to see what it allows.

Series 66Uniform Combined State Law Examination

Career

  1. Nov 2024 – now
  2. Jun 2024 – Nov 2024
    Pruco Securities, LLC.Previously
  3. 2012 – 2024
  4. Jan 2011 – Jul 2012

Contact Luis

(704) 733-3300Firm headquarters in Fort Mill, SC. Ask for Luis. Rancho Viejo, TXOffice · Get directions Firm websitewww.lpl.com/lpl-enterprise.html

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Questions to ask Luis

Tailored to Luis’s registration and firm.

  1. At a firm this size, will I work with you directly or with a service team?
  2. What does a financial plan with you include, and how often is it updated?
  3. Where would my money be held, and will I get statements directly from that firm?
  4. What would I pay in total each year, in dollars, including fund and trading costs?

My notes and scorecard

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About Luis

How do I contact Luis?

Call LPL Enterprise at (704) 733-3300 and ask for Luis Cavazos. Luis works from the Rancho Viejo, TX office.

How long has Luis been a financial advisor?

Luis has been in the industry since 2011, about 16 years. More experience than 62% of advisors at LPL Enterprise.

What licenses does Luis hold?

Series 66. Tap any license on this page to see what it allows.

Is Luis a fiduciary?

Luis is registered as an investment advisor representative, which carries a fiduciary duty when giving investment advice.

How is Luis paid?

LPL Enterprise reports being paid by a percentage of the assets they manage, hourly fees, flat or fixed fees. Ask Luis for your total yearly cost in dollars.

Official record as of October 3, 2026.

This profile is for information only and is not financial advice or a recommendation.